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Jennifer Leigh Bass

Ubs Financial Services Inc.

Austin, TX

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OK RA APPROVED 2013-07-22
TX RA APPROVED 2013-07-22
  • OK RA
    APPROVED
    Since 2013-07-22
  • TX RA
    APPROVED
    Since 2013-07-22

Branch Locations

401 W 4Th Street Suite 3100, Austin, TX 78701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Austin TX 11/2012 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2013-07-20
S63 Uniform Securities Agent State Law Examination 2012-02-20
  • S66 Uniform Combined State Law Examination
    2013-07-20
  • S63 Uniform Securities Agent State Law Examination
    2012-02-20
Other Names
  • Jennifer Bass
  • Jennifer Leigh Bass

View on SEC IAPD

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