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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2010-10-27 |
Branch Locations
2205 S State Road 7 Ste 100, Wellington, FL 33414 • United States
1675 N Military Trail Ste 500 [F1/F5-Rbo], Boca Raton, FL 33486 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Hollywood | FL | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Hollywood | FL | 11/2016 | Present |
TRUSTEE FOR AUNT'S ESTATE; INV RELATED; WELLINGTON, FL; TRUSTEE; 05/2025; 8 HOURS PER MONTH; 0 HOURS DURING TRADNG; TRUSTEE FOR AUNT
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-10-25 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-09 |
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