Christopher James Pfanstiel

Current Employers

Employment History

• 02/2008 → 03/2019
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 06/2009 → 03/2019
  Northwestern Mutual Investment Services, Llc
  Pittsburgh, PA
• 01/2016 → 03/2019
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 03/2019 → Present
  Penn Mutual Life Insurance Co
  Orsham, PA
• 03/2019 → 11/2024
  Hornor Townsend & Kent Inc
  Horsham, PA
• 11/2024 → Present
  Osaic Wealth Inc
  Pittsburgh, PA

Previous Registrations

• 2019-04-22 → 2024-11-11
  Hornor, Townsend & Kent, Llc
  Pittsburgh, PA
• 2010-02-23 → 2019-03-28
  Northwestern Mutual Investment Services, Llc
  Pittsburgh, PA
  Pittsburgh, PA
  Pittsburgh, PA
  Pittsburgh, PA

Other Businesses

1)INSURANCE BROKERAGE POS:Agent NATURE:Multi-Line Insurance INVESTMENT RELATED:Yes # HRS: 140+ SEC.TRADING HRS:140+ START DATE:3/25/2019 ADDY:381 Mansfield Ave,Ste 400,Pittsburgh, PA 15220.DESC:Sales,Service of Brokerage,life,accident, health/DI/LTC, annuity accts w/multiple insur. carriers, including Penn Mutual Life Insurance Co. Advisors provide clients w/finan.plann. services other investment advisory services&investment products through Hornor, Townsend & Kent.DBA Name:XXI Century Financial 2)INSURANCE & INVESTMENTS POS:Proprietor/Owner NATURE:Multi-Line Ins. INVESTMENT RELATED: Yes # HRS:41-100 SEC. TRADING HRS:41-100 START DATE:06/05/2019.ADDY: 381 Mansfield Ave,Ste 400,Pittsburgh, PA 15220 DESC: Sales,Service of brokerage, life, accident, health/DI/LTC, PC lines, &Annuity accounts for multiple insurance carriers, including Penn Mutual Life Insur. Co. DBA Name-Axias Wealth Advisors 3)FOCUS GROUP: FINANCIAL INDUSTRY POS:Lecturing NATURE:Networking Group INVESTMENT RELATED: No # HRS: Less than 10 SEC. TRADING HRS:Less than 10 START DATE:3/1/2022.ADDY:100 Elizabeth Dr, Apt 1412, Pittsburgh, PA 15220 DESC:Sharing experiences, preferences &participating in discussions with moderators.Topics hosted for vendors of industry,such as software providers,research organizations 4)MY FINANCIAL COACH; SUBJECT MATTER EXPERT POS:Consulting as Independent Contractor NATURE: Student Loan Advisement INVESTMENT RELATED: Yes #HRS:10 SEC. TRADING HOURS:5 START DATE:11/15/2023.ADDY: 4745 N. 7th St. Ste. 235, Phoenix, AZ 85014 DESC:Time-based compensation,offer education & information about student loans, strategies for repmt&forgiveness. Will refer finan.plann.clients to me to advise on their plan 5)REAL ESTATE POS:Passive Owner in Franchise NATURE:Property Mgmt INVESTMENT RELATED: No #HRS:5 SEC.TRADING HRS:5 START DATE:11/15/2023.ADDY:TBD.DESC:Will be investor &when asked,offer guidance to co.mgmt 6)AXIAS WEALTH ADVISORS, LLC POS:Founder/Wealth Advisor NATURE:LLC INVESTMENT RELATED:Yes #HRS:200 SEC.TRADING HRS:143 START DATE:03/01/2019.ADDY:381 Mansfield Ave, Ste 300,Pittsburgh PA 15220 DESCR:Recommend insurance during financial planning. Ins &securities dba will work on behalf of clients as primary bus. op 7)RPM SKYLINE POS:Partner NATURE:LLC and S-Corp,each operating the other. INVESTMENT RELATED: No #HRS:10 SEC.TRADING HRS:10 START DATE:09/01/2023.ADDY:5310 Perrysville Rd,Pittsburgh PA 15229 DESC:passive owner in property mgmt co.Some administrative duties &discussions & decisions w/partners 8)CHRISTOPHER PFANSTIEL POS:Salesperson NATURE:Sole Proprietorship INVESTMENT RELATED: Yes #HRS: 5 SEC. TRADING HRS:5 START DATE:07/23/2025.ADDY:381 Mansfield Ave Ste 300,Pittsburgh PA 15220 DESC:Compensated for real estate referrals 9)AXIAS WEALTH ADVISORS POS:Consult. NATURE:LLC INVESTMENT RELATED:No #HRS:5 SEC.TRADING HRS:5 START DATE:7/31/25.ADDY: Pittsburgh PA 15220 DESC:consult borrowers' loan options.Virtual Consults will use federal loan(fed sites)calculators&explanations of repymt&forgiveness programs for lowcost pathways through loan repmt 10)Z&M VALUATION POS:cofounder NATURE:LLC w/ 2 members;other member is not security client INVESMENT RELATED:No#HRS:3 SEC. TRADING HRS:3 START DATE:11/01/2025.ADDY 381 Mansfield Ave, Ste 300,Pittsburgh PA 15220 DESC:look to connect law firms w/ team to provide economic modeling. My role to network &connect partner w/ possible law firms. Partner will complete economic reports. Clients will be law firms to determine value of case or settlement based on vocational reports by experts.Fees will be flat rate billed for each report, will not be about securities or securities industry. No financial advising or securities advice to be provided 11)HEALTH MANAGEMENT ASSOCIATES POS:Owner NATURE: LLC INVESTMENT RELATED: No #HRS: 15 SEC. TRADING HRS: 15 START DATE: 12/31/2025 ADDY:381 Mansfield Ave,Suite 301,Pittsburgh PA 15220 DESC.owner/operator of business which does account, tax &consult.

Exams

• S66 Uniform Combined State Law Examination
  2010-01-28

Designations