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11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-18 |
Branch Locations
30721 Russell Ranch Road #140, Westlake Village, CA 91362 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Fsc Securities Corp | Atlanta | GA | 08/2016 | 10/2021 |
| Triad Advisors | Norcross | GA | 10/2021 | 09/2023 |
| Osaic | Westlake Village | CA | 09/2023 | Present |
| The Ameriflex Group | Las Vegas | NV | 09/2023 | Present |
1. BRUCO INVESTMENT GROUP POSITION: Founder NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2021 ADDRESS: 30721 Russell Ranch Road, Suite 140, Westlake Village CA 91362, United States DESCRIPTION: Speaking with clients about their life insurance and long term care needs. Preparing quotes and filling out applications. 2. NWF ADVISORY SERVICES, INC. POSITION: Investment Advisor Representative NATURE: Corporation - Registered Investment Advisor INVESTMENT RELATED: Yes NUMBER OF HOURS: 80 SECURITIES TRADING HOURS: 80 START DATE: 06/01/2025 ADDRESS: 30721 Russell Ranch Road, Ste 140, Westlake Village CA 91362, United States DESCRIPTION: I provide advisory services such as wrap, fee accounts and financial plans. I devote about half of my time to this business.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2010-05-25 |
| S63 | Uniform Securities Agent State Law Examination | 2008-06-16 |
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