Curtis E Hughes

Current Employers

Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2025-05-01

CA RA
APPROVED

Since 2025-05-01

Branch Locations

601 N Parkcenter Dr Ste 204, Santa Ana, CA 92705 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Matthew P Hoyt	Costa Mesa	CA	06/2013	10/2018
H. Beck, Inc.	Bethesda	MD	04/2015	03/2021
Grove Point Advisors, Llc	Rockville	MD	04/2021	Present
Grove Point Investments, Llc	Rockville	MD	04/2021	Present
Conway Investment Partners	Tustin	CA	09/2022	Present
Lpl Financial Llc	Tustin	CA	05/2025	Present
Lpl Financial Llc	Tustin	CA	05/2025	Present

06/2013 → 10/2018

Matthew P Hoyt

Costa Mesa, CA
04/2015 → 03/2021

H. Beck, Inc.

Bethesda, MD
04/2021 → Present

Grove Point Advisors, Llc

Rockville, MD
04/2021 → Present

Grove Point Investments, Llc

Rockville, MD
09/2022 → Present

Conway Investment Partners

Tustin, CA
05/2025 → Present

Lpl Financial Llc

Tustin, CA
05/2025 → Present

Lpl Financial Llc

Tustin, CA

Previous Registrations

2021-04-01 → 2025-05-01

Grove Point Advisors, Llc

Rockville, MD

Tustin, CA

Rockville, MD
2015-04-28 → 2021-04-01

Grove Point Investments, Llc

Tustin, CA

Tustin, CA
2013-07-31 → 2015-01-09

Waddell & Reed

Irvine, CA
2012-02-27 → 2013-03-22

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Newport Beach, CA

New York, NY

Newport Beach, CA

Newport Beach, CA
2011-07-06 → 2012-02-07

Grove Point Investments, Llc

Laguna Hills, CA

Newport Beach, CA
2011-01-05 → 2011-06-02

Woodbury Financial Services, Inc.

Newport Beach, CA

Newport Beach, CA

San Diego, CA

Other Businesses

CURTIS HUGHES - INSURANCE POSITION: Resident Insurance Producer NATURE: Insurance Sales (Investment-Related OBA) INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 07/16/2002 ADDRESS: 17862 E. 17th St. Suite 212, Tustin CA 92780, United States DESCRIPTION: Resident insurance producer, various insurance carriers, investment related, accident and health agent, life-only agent, variable contracts agent. Part of financial planning practice and services through Grove Point KELLER WILLIAMS REALTY POSITION: Realtor NATURE: Investment-Related OBA not through the firm INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 10/01/2018 ADDRESS: 17862 E. 17th ST, Suite 212, Tustin CA 92780, United States DESCRIPTION: Rent, buy, or sell property for client(s). Perform duties, such as study property listings, interview prospective clients, accompany clients to property site, discuss conditions of sale, and draw up real estate contracts. Includes agents who represent buyer. Refer client(s) to other agent(s).

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2000-06-02

S66 Uniform Combined State Law Examination

2000-06-02

Other Names

Curtis E Hughes
Curtis Edward Hughes
Curt Hughes
Curtis Edward Hughes

View on SEC IAPD