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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2011-04-19 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Woburn | MA | 01/2011 | Present |
1. 12/24/2018 - GEM Wealth Management - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Start Date: 12/19/2018 - 200 Hours Per Month/200 Hours During Securities Trading. 2. 3/1/2023 - Machava Realty Group, LLC - Investment Related - Dracut, MA 01826 - Real Estate Rental - Start Date - 02/13/2023 - 4 Hours Per Month/0 Hours During Securities Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-04-16 |
| S63 | Uniform Securities Agent State Law Examination | 2008-05-30 |
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