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John Kenneth Matthews

Brookwood Investment Group

Cornelius, NC

Phoenix, AZ

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Current Employers
Brookwood Investment Group

3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States

Current Registrations

AuthorityCategoryStatusDate
NC RA APPROVED 2025-06-15
  • NC RA
    APPROVED
    Since 2025-06-15

Branch Locations

Cornelius, NC • United States

3930 E. Ray Road Suite 155, Phoenix, AZ 85044 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Matthews & Co Private Wealth Advisors Cornelius NC 02/2013 09/2019
Iron River Capital Llc Farmington NM 01/2020 05/2020
Harvest Investment Services, Llc Chicago IL 08/2019 01/2020
Matthews & Co Private Wealth Advisors Cornelius NC 09/2019 Present
Matthews Investment Company Cornelius NC 02/2021 11/2021
Redwood Private Wealth Llc Phoenix AZ 11/2021 Present
Brookwood Investment Group Phoenix AZ 04/2025 Present
  • 02/2013 → 09/2019
    Matthews & Co Private Wealth Advisors
    Cornelius, NC
  • 01/2020 → 05/2020
    Farmington, NM
  • 08/2019 → 01/2020
    Chicago, IL
  • 09/2019 → Present
    Matthews & Co Private Wealth Advisors
    Cornelius, NC
  • 02/2021 → 11/2021
    Matthews Investment Company
    Cornelius, NC
  • 11/2021 → Present
    Redwood Private Wealth Llc
    Phoenix, AZ
  • 04/2025 → Present
    Phoenix, AZ
Previous Registrations
  • 2021-11-17 → 2025-03-31
    Redwood Private Wealth
    Phoenix, AZ
    Cornelius, NC
  • 2021-04-27 → 2021-11-17
    Matthews Investment Company, Llc
    Cornelius, NC
  • 2020-01-22 → 2020-05-11
    Durango, CO
    Cornelius, NC
  • 2019-08-27 → 2020-01-02
    Cornelius, NC
    Oakbrook Terrace, IL
  • 2013-03-18 → 2019-08-23
    Atp Wealth Llc
    Cornelius, NC
Other Businesses

1. Matthew's and Co Private Wealth Advisors LLC: Investment Related; 18612 Balmore Pines Lane, Cornelius NC 28031; Provides Outsource CFO Services & Insurance Sales; Title: Managing Member & CEO Start Date: 1/2019; Hours per month devoted to this business: 60; hours per month during trading hours: 60. 2. The Cut Barbershop; Non-Investment Related; 121 W. Trade Street, Suite 100, Charlotte NC 28202; Owner since 03/2010; Hours per week: 1, Hours per trading hours: 0

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-02-05
S63 Uniform Securities Agent State Law Examination 2011-01-24
  • S65 Uniform Investment Adviser Law Examination
    2013-02-05
  • S63 Uniform Securities Agent State Law Examination
    2011-01-24
Other Names
  • John K Matthews
  • John Matthews

View on SEC IAPD

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