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12549 Louetta Road, Cypress, TX 77429 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2020-02-21 |
| TX | RA | APPROVED_RES | 2020-01-17 |
Branch Locations
12549 Louetta Road, Cypress, TX 77429 • United States
19656 Stevens Creek Blvd, Cupertino, CA 95126 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo | Palo Alto | CA | 06/2013 | 08/2018 |
| Sierra Pacific Financial Advisor | Pleasanton | CA | 09/2018 | 12/2019 |
| Centric Advisors, Llc (Formerly Majors & Mondragon, Llc) | Houston | TX | 01/2020 | Present |
Lindy Chan is is a licensed insurance agent. Start date 2008, Investment Related Y, Hours per month less than 20. From time to time, she will offer clients advice or products from this activity. Clients should be aware that these services pay a commission and involve a possible conflict of interest, as commissionable products can conflict with the fiduciary duties of a registered investment adviser. the investment adviser always acts in the best interest of the client; including in the sale of commissionable products to advisory clients. Clients are in no way required to implement the plan through any representative of the investment adviser in their capacity as a licensed insurance agent
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-05-15 |
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