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Matt Allen Harrelson

Principia Wealth Advisory, LLC

Fort Worth, TX

Dallas, TX

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Current Employers
Principia Wealth Advisory, Llc

13355 Noel Rd. Ste 1100, Dallas, TX 75240 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2024-02-09
  • TX RA
    APPROVED
    Since 2024-02-09

Branch Locations

9800 Hillwood Pkwy Ste 140, Fort Worth, TX 76177 • United States

13355 Noel Rd. Ste 1100, Dallas, TX 75240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Westlake TX 05/2010 10/2017
Td Ameritrade Fort Worth TX 10/2017 09/2023
Charles Schwab & Co., Inc Westlake TX 08/2023 Present
Schwab Wealth Advisory, Inc. Westlake TX 09/2023 Present
Previous Registrations
  • 2023-08-18 → 2024-01-10
    Charles Schwab & Co., Inc.
    Westlake, TX
  • 2023-09-25 → 2023-12-19
    Schwab Wealth Advisory, Inc.
    Westlake, TX
  • 2017-11-09 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Fort Worth, TX
    Southlake, TX
    Westlake, TX
  • 2022-01-22 → 2022-10-14
    Td Ameritrade, Inc.
    Westlake, TX
    Westlake, TX
  • 2017-11-09 → 2017-12-31
    Td Ameritrade, Inc.
    Westlake, TX
  • 2013-04-16 → 2017-10-04
    Strategic Advisers Llc
    Sugar Land, TX
    Westlake, TX
  • 2008-05-27 → 2008-10-28
    Equitable Advisors, Llc
    Dallas, TX
Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2022-05-23
S65 Uniform Investment Adviser Law Examination 2012-08-13
S66 Uniform Combined State Law Examination 2008-05-19
  • S63 Uniform Securities Agent State Law Examination
    2022-05-23
  • S65 Uniform Investment Adviser Law Examination
    2012-08-13
  • S66 Uniform Combined State Law Examination
    2008-05-19
Designations
Other Names
  • Matt Harrelson

View on SEC IAPD

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