Thomas Johnson Paup

Current Employers

Employment History

• 02/2012 → 07/2017
  Sigma Financial Corporation/Spc
  Ann Arbor, MI
• 07/2017 → 09/2025
  Avantax Investment Services, Inc.
  Carlisle, PA
• 07/2017 → 09/2025
  Avantax Advisory Services
  Carlisle, PA
• 07/2017 → 09/2025
  Avantax Insurance Agency, Llc
  Carlisle, PA
• 09/2024 → Present
  Cfg Tax Solutions
  Carlisle, PA
• 09/2024 → Present
  Cfg Wealth
  Carlisle, PA
• 09/2025 → Present
  Cetera Wealth Services, Llc
  Carlisle, PA
• 09/2025 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2017-07-28 → 2025-09-05
  Avantax Advisory Services
  Palmyra, PA
  Dallas, TX
  Carlisle, PA
  York, PA
• 2012-02-24 → 2017-07-31
  Spc
  Dexter, MI
  Ann Arbor, MI
  Carlisle, PA
• 2008-05-07 → 2012-02-17
  Edward Jones
  Dexter, MI
  Dexter, MI
  Ann Arbor, MI
  St Louis, MO

Other Businesses

1) Thomas Paup 35 E Main Street~Carlisle~PA~17013~Accounting Services/Tax Preparation~Owner~5/1/2018~2hrs~2hrs~Tax Planning and Prep 2) Carlisle Pension Advisory Board 53 W. South Street~Carlisle~PA~17013~Elected/Appointed Official~Other~11/1/2018~1hrs~1hrs~Non-fiduciary role as a liaison between the pension managers and the Borough council. Duties include attending meetings, asking questions, documenting and reporting to council. 3) CFG TAX SOLUTIONS POSITION: Owner NATURE: Tax Planning and Filing Services INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 0 START DATE: 09/01/2024 ADDRESS: 35 E. High Street, Suite 102, Carlisle PA 17013, DESCRIPTION: Tax preparation, meeting with tax clients, tax planning, tax compliance and resolutions. 4) CFG WEALTH POSITION: Financial Planner NATURE: Financial Planning DBA INVESTMENT RELATED: Yes NUMBER OF HOURS: 130 SECURITIES TRADING HOURS: 130 START DATE: 09/01/2024 ADDRESS: 35 E. High Street, Suite 102, Carlisle PA 17013 DESCRIPTION: Meeting with clients to discuss investment accounts, firm leadership and management, wealth advisor for firm. 5) CFG WEALTH & TAX POSITION: Owner NATURE: DBA for parent company Carlisle Financial Group. This is a public facing brand for wealth management and tax services INVESTMENT RELATED: No NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 40 START DATE: 01/01/2025 ADDRESS: 35 E. High Street, Suite 102, Carlisle PA 17013 DESCRIPTION: I am a financial advisor and tax preparer. I spend my day meeting with clients and leading our team 6) CARLISLE FINANCIAL GROUP POSITION: Owner NATURE: Parent company for tax and wealth management business DBA CFG Wealth and Tax. Investment and tax revenues flow to the company and are used to pay expenses. INVESTMENT RELATED: Yes NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 10 START DATE: 10/01/2018 ADDRESS: 35 E. High St #102, Carlisle PA 17013 DESCRIPTION: President and owner of entity. I am a financial advisor and tax preparer and spend my day meeting with clients and leading my team.

Exams

• S66 Uniform Combined State Law Examination
  2008-04-23

Designations

Other Names

• Thomas Johnson Paup
• Thomas Johnson Paup