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Katie Marie Tickner

Charles Schwab & Co., Inc.

Lake Oswego, OR

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
OR RA APPROVED 2018-04-16
  • OR RA
    APPROVED
    Since 2018-04-16

Branch Locations

4055 Mercantile Dr Suite 175, Lake Oswego, OR 97035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Fidelity Brokerage Services Llc Tigard OR 01/2015 03/2018
Charles Schwab & Co., Inc. Portland OR 04/2018 Present
Charles Schwab Bank, Ssb Portland OR 04/2018 Present
  • 01/2015 → 03/2018
    Fidelity Brokerage Services Llc
    Tigard, OR
  • 04/2018 → Present
    Charles Schwab & Co., Inc.
    Portland, OR
  • 04/2018 → Present
    Charles Schwab Bank, Ssb
    Portland, OR
Previous Registrations
Other Businesses

1) Rental Property | Investment Related:No|11915 Colony Lakes Blvd.|New Port Richey|FL|97003|USA|Real Estate (Non-Agent/Broker)|Property Owner|8/1/2013|Less than 20|0|We have a property management company who handles the rental and upkeep of the property.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-19
S66 Uniform Combined State Law Examination 2008-05-24
  • S65 Uniform Investment Adviser Law Examination
    2013-09-19
  • S66 Uniform Combined State Law Examination
    2008-05-24
Other Names
  • Katie Marie Johnson

View on SEC IAPD

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