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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2025-01-08 |
| MN | RA | APPROVED | 2017-03-25 |
| TX | RA | APPROVED_RES | 2017-03-25 |
Branch Locations
2 Carlson Parkway N Suite 320, Plymouth, MN 55447 • United States
8685 Eagle Point Blvd., Lake Elmo, MN 55042 • United States
3523 Pelham Road Suite A, Greenville, SC 29615 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Minnetonka | MN | 01/2015 | 03/2017 |
| Mml Investors Services, Llc | Plymouth | MN | 03/2017 | Present |
| Massmutual Life Insurance Co | Plymouth | MN | 07/2016 | Present |
(1) Name: C & G Properties Inv rel: Y Add: 8685 Eagle Point Blvd, Lake Elmo, MN 55042 Nature: Real Estate Position: LLC ownership - C & G properties Start date: 06/09/2017 No. HR/MO:1 No. HR/MO during sec trading: 1 (2) Name: Piller Financial Group Inv rel: Y Add: 2 Carlson Parkway N Ste. 320 Plymouth, MN. 55447 Nature: Life, Disability, Long-term care, Fixed annuities, and Health Insurance Sales Position: Sales, Agent Start date: 8/10/2017 No. HR/MO: 15 No. HR/MO during sec trading:15 (3) Name: Piller Financial Group, LLC Inv rel: Y Add: 2 Carlson Parkway N Ste. 320 Plymouth, MN. 55447 Nature: LLC for purposes direct deposit of compensation on advisory business compensation Position: Owner Start date: 10/11/2022 No. HR/MO: 1 No. HR/MO dur trading: 0 Describe duties: Legal entity for purposes direct deposit of compensation on advisory business compensation. (4) Name: PFG Aspire LLC Inv rel: Y Add: 2 Carlson Parkway N Ste. 320 Plymouth, MN. 55447 Nature: Investment Portfolio Manager Position: President Start date: 11/152022 No. HR/MO: 20 No. HR/MO dur trading: 20 Describe duties: Oversee operations, marketing, and business development. (5) Name: C&G Properties II Inv rel: Y Add: At Residential Address Nature: Simple Rental Property Position: Owner Start date: 08/09/2024 No. HR/MO:10 No. HR/MO during sec trading: 0 (6) Name: C&G Properties III Inv rel: Y Add: At Residential Address Nature: Simple Rental Property Position: Owner Start date: 11/13/2024 No. HR/MO:10 No. HR/MO during sec trading: 0 (7) NAME: Piller Financial Group INV REL: Y ADD: 2 Carlson Parkway N, Ste. 320, Plymouth MN 55447 NATURE: Bank referral fees POSITION: Referrer START DATE: 11/11/2024 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DESCRIBE DUTIES: Referral of potential clients for traditional commercial banking services, business lending, and mortgage lending.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2008-04-16 |
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