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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2024-02-09 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Financial Network, Llc | New Haven | CT | 12/2011 | 04/2021 |
| Wells Fargo Advisors Financial Network, Llc | Chatham | MA | 01/2024 | Present |
| Sachem Capital Corp | Branford | CT | 04/2021 | 01/2023 |
| National Park Service, Highland Lighthouse | Truro | MA | 06/2023 | 12/2024 |
| Sachem Capital Corp | Branford | CT | 01/2023 | 08/2023 |
HIGHLAND LIGHTHOUSE; NOT INV RELATED; TRURO, MA; DOCENT TOUR GUIDE; START 07/18/2024; 3 HOURS PER MONTH; 0 HOURS DURING TRADING. DOCENT TOUR GUIDE.| TOWN OF CHATHAM, MA; NOT INV RELATED; CHATHAM, MA; RECREATION DEPARTMENT ATTENDANT; START DATE 07/01/2025; 15 HOURS PER MONTH; 0 HOURS DURING TRADING HOURS MARITIME - BOAT DELIVER PILOT; NOT INV RELATED; CHATHAM,MA; BOAT ; START DATE: 09/29/2025; 10 HRS PER MONTH; 0 HRS DURING TRADING; |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-01-31 |
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