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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2013-04-22 |
| CA | RA | APPROVED | 2013-03-26 |
Branch Locations
14636 N Scottsdale Rd, Scottsdale, AZ 85254 • United States
Peoria, AZ • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Phoenix | AZ | 02/2008 | Present |
I*107992For profit or not for profit: For-Profit Organization Name of outside business organization: Az Premier Renovations LLC Investment related: No Address of business: Peoria, Arizona 85382Nature of business: LLC, Position, title, association: General Partner, Start date of relationship: 8/17/2017Number of hours devoted: 50 hour(s) Annually Number of hours devoted during trading hours: 0Duties: My husband and I would like to flip a home annually. My responsibilities will be to help with manual labor as needed (cleaning, painting) and select decor for homes during the renovation phase. I*127485For profit or not for profit: For-Profit Organization Name of outside business organization: Freedom Logistics Inc Investment related: No Address of business: Peoria, Arizona 85382Nature of business: LLC, Position, title, association: Limited Partner, Start date of relationship: 11/6/2019Number of hours devoted: 10 hour(s) Quarterly Number of hours devoted during trading hours: 0 Duties: My husband is starting a logistics company. He will be partnered with Amazon and facilitate package deliveries. I*1528281For profit or not for profit: Entity For Profit Name of outside business organization: Cass Cookies Inc Investment related: No Address of business: Peoria, Arizona, 85383 Nature of business: Corporation Position, title, association: General Partner/Managing Member, Start date of relationship: 11/1/2023Number of hours devoted: 5 hour(s) Weekly Number of hours devoted during trading hours: 0 Duties: Co-owner; cookie business that my husband will run. I will consult on HR items and strategic initiatives, but daily activity will be extremely minimal. I*1770268, Entity Type: For Profit, Name of OBA:ALSA Auto Address: El Mirage, Arizona, 85335 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date:01/22/24 No Hours: 1 hr weekly No Hours during trading: 0 Duties: ALSA auto is the parent holding company for a MAACO franchise my husband owns. We are restructuring the business to add me as a partner for contingency purposes. I have no day to day responsibilities, but will be 49% owner. I*: 2295276 Entity Type: Rental Property Name of OBA: Rental Property 1 Address: Glendale, AZ 85308 Investment Related: No Position, Title, Association: Co-owner with other family members Employee Start Date: 4/14/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Co owner of rental property I*: 2578305 Entity Type: Fiduciary role Name of OBA: CASS Holdings Trust Address: Peoria, AZ 85383 Investment Related: No Position, Title, Association: Trustee Employee Start Date: 06/26/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Holding company for existing personal entities/assets. Part of estate planning - husband and I will be joint partners. General Partner. No day to day activities - asset holding company. I*: 2578304 Entity Type: For Profit Name of OBA: CASS Holdings Limited Partnership Address: Peoria, AZ 85383 Investment Related: No Position, Title, Association: General Partner/Managing Member Employee Start Date: 06/26/2025 Number of Hours: 1 hr mthly Number of Hours during trading: 0 Duties: Holding company for existing personal entities/assets. Part of estate planning - husband and I will be joint partners. General Partner. No day to day activities - asset holding company.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2013-03-25 |
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