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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-23 |
| MN | RA | APPROVED | 2023-05-23 |
| TX | RA | APPROVED | 2021-12-15 |
Branch Locations
Maple Grove, MN • United States
7561 Center Ave Ste 17, Huntington Beach, CA 92647 • United States
Hallsville, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| National Planning Corporation | Orange | CA | 10/2015 | 10/2017 |
| Securities America, Inc. | Huntington Beach | CA | 10/2017 | 12/2021 |
| Securities America Advisors | Huntington Beach | CA | 10/2017 | 12/2021 |
| Lpl Financial, Llc | Hallsville | TX | 12/2021 | Present |
1) 12/2021- ELITE FINANCIAL NETWORK- DBA for LPL Business (entity for LPL business)- inv. related- HALLSVILLE, TX
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-04-18 |
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