Best Investors Account Sign in
Inactive

Jonathan B Spector

Ep Wealth Advisors

Walnut Creek, CA

Torrance, CA

Claim This Profile
Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-08-30
  • CA RA
    APPROVED
    Since 2019-08-30

Branch Locations

1333 N. California Blvd. Suite 100, Walnut Creek, CA 94596 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Personal Financial Consultants, Inc. Oakland CA 12/2014 08/2019
Ep Wealth Advisors Torrance CA 08/2019 Present
  • 12/2014 → 08/2019
    Personal Financial Consultants, Inc.
    Oakland, CA
  • 08/2019 → Present
    Ep Wealth Advisors
    Torrance, CA
Previous Registrations
  • 2015-10-07 → 2019-09-06
    Personal Financial Consultants Securities Corporation
    Pleasant Hill, CA
    Oakland, CA
  • 2013-05-02 → 2014-11-12
    Assembly Wealth
    Mill Valley, CA
  • 2009-05-20 → 2013-04-08
    Td Ameritrade, Inc.
    Encino, CA
  • 2009-05-20 → 2013-04-08
    Td Ameritrade Investment Management, Llc
    Encino, CA
    Encino, CA
  • 2008-04-07 → 2009-04-28
    Equitable Advisors, Llc
    Carlsbad, CA
    San Diego, CA
    San Diego, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-04-05
  • S66 Uniform Combined State Law Examination
    2008-04-05
Designations
Other Names
  • Jonathan Brayden Spector

View on SEC IAPD

More in Walnut Creek, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor