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Current Employers
Oneseven

24400 Chagrin Blvd. Suite 310, Beachwood, OH 44122 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2024-02-16
  • CA RA
    APPROVED
    Since 2024-02-16

Branch Locations

24400 Chagrin Blvd. Suite 310, Beachwood, OH 44122 • United States

2625 Townsgate Rd. Suite 330, Westlake Village, CA 91361 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Edelman Financial Services Llc Fairfax VA 05/2015 11/2018
Ef Legacy Securities, Llc Henrico VA 04/2016 10/2018
Financial Engines Advisors L.L.C. Sunnyvale CA 11/2018 02/2024
Oneseven Beachwood OH 02/2024 Present
  • 05/2015 → 11/2018
    Edelman Financial Services Llc
    Fairfax, VA
  • 04/2016 → 10/2018
    Ef Legacy Securities, Llc
    Henrico, VA
  • 11/2018 → 02/2024
    Financial Engines Advisors L.L.C.
    Sunnyvale, CA
  • 02/2024 → Present
    Beachwood, OH
Previous Registrations
  • 2018-11-01 → 2024-03-15
    Woodland Hills, CA
    Woodland Hills, CA
  • 2015-05-11 → 2018-11-01
    Edelman Financial Services, Llc
    Woodland Hills, CA
    Fairfax, VA
  • 2009-01-30 → 2015-04-14
    Woodland Hills, CA
    Salt Lake Sity, UT
Other Businesses

1) TLTLT LLC; INVESTMENT RELATED: No; ADDRESS: Newbury Park, CA; NATURE: E-commerce store. Selling household products online through Walmart, Amazon, and Shopify; POSITION: Sole Owner; START DATE: 10/11/2021; NUMBER OF HOURS/MONTH: 03 Hrs.; HOURS/MNTH DURING SECURITIES TRADING HOURS: 0 Hrs.; DUTIES: A 3rd party will be running all aspects of the e-commerce store from A-Z. I won't have any responsibilities related to the day-to-day of running the e-commerce store/platform. 2)Independent Insurance Agent; Address: 2625 Townsgate Road, Suite 330, Westlake Village CA 91361;Nature of Business: Sale of insurance products; Nature of Business: Sale of insurance products; Investment Related: Yes; Start Date: 01/20/2013; Hours per Month: 0-1; Hours During Trading Hours: 0-1;Description of Duties: Recommend and sell insurance products to clients and receive commissions

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-01-29
S63 Uniform Securities Agent State Law Examination 2008-04-17
  • S66 Uniform Combined State Law Examination
    2009-01-29
  • S63 Uniform Securities Agent State Law Examination
    2008-04-17
Designations

View on SEC IAPD

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