Suzanne Marie Muniz

Current Employers

Ais Asset Management

Azusa, CA • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2022-12-04

CA RA
APPROVED

Since 2022-12-04

Branch Locations

Irvine, CA • United States

Azusa, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
City National Bank	Irvine	CA	01/2011	01/2020
Ais Asset Management	Irvine	CA	11/2022	Present
Ms. Fiscal	Irvine	CA	02/2020	Present

01/2011 → 01/2020

City National Bank

Irvine, CA
11/2022 → Present

Ais Asset Management

Irvine, CA
02/2020 → Present

Ms. Fiscal

Irvine, CA

Previous Registrations

2008-07-28 → 2011-01-05

Comerica Securities

Costa Mesa, CA

Other Businesses

BUSINESS NAME-Ms. Fiscal; INVESTMENT RELATED-No; BUSINESS ADDRESS-3202 Aspen Grove, Irvine, CA 92618; NATURE OF BUSINESS-Financial coaching; POSITION-Owner; TITLE OR RELATIONSHIP-Owner, Coach; START DATE-February 1, 2020; HOURS PER MONTH-80 to 120 hours; HOURS DURING TRADING-2.5 hours; DUTIES-I teach women how to manage their finances. I manage my own marketing & sales, maintain social media, bill clients, and create content for my classes/coaching.

Exams

Code	Exam	Date
S63	Uniform Securities Agent State Law Examination	2014-02-06
S66	Uniform Combined State Law Examination	2008-07-25

S63 Uniform Securities Agent State Law Examination

2014-02-06
S66 Uniform Combined State Law Examination

2008-07-25

Designations

Other Names

Suzanne Marie Hartzell
Suzanne Walker
Suzanne Marie Walker

View on SEC IAPD