Douglas Daniel Coe

Current Employers

Mariner Independent

5700 West 112Th Street Suite 500, Overland Park, KS 66211 • United States

Current Registrations

Authority	Category	Status	Date
MD	RA	APPROVED	2024-03-13

MD RA
APPROVED

Since 2024-03-13

Branch Locations

181 Harry S. Truman Parkway Suite 175, Annapolis, MD 21401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Valic Financial Advisors	Linthicum	MD	05/2008	10/2023
Agia	Houston	TX	12/2022	03/2024
Mariner Platform Solutions	Overland Park	KS	03/2024	Present
Connect Wealth Advisors	Annapolis	MD	10/2023	Present

05/2008 → 10/2023

Valic Financial Advisors

Linthicum, MD
12/2022 → 03/2024

Agia

Houston, TX
03/2024 → Present

Mariner Platform Solutions

Overland Park, KS
10/2023 → Present

Connect Wealth Advisors

Annapolis, MD

Previous Registrations

2023-10-27 → 2024-03-13

Mutual Advisors, Llc

Annapolis, MD
2008-06-16 → 2023-11-15

Valic Financial Advisors, Inc.

Linthicum Heights, MD

Rockville, MD

Linthicum Heights, MD

Other Businesses

1. 930 Holdings, LLC., Start Date: 05/05/2022, 230 Meadowgate Dr., Annapolis, MD 21409, LLC, Personal Real Estate Investment, Owner, I am an equal owner with my wife, We use this LLC for Real Estate Rental and Investment opportunities, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 2. Cypress Creek Investors Group, LLC., 2017, 54 Brown Farm Rd. SW, Cartersville, GA 30120, LLC, Conservation Easement, Investor, Investor with less than 5% ownership in LLC., Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 3. Home Rental, Start Date: 2018, 230 Meadowgate Dr., Annapolis, MD 21409, Individual 1099, Rental Income, Owner, We rent our house out primarily during Naval Academy graduation week to people from out of state that have a child graduating from the Academy, Other peak weeks include major holidays and are also always renters from out of state, Not Investment Related, 3 Hours per month, 0 Hours per day during trading hours. 4. MOC Jacksonville, LLC., Start Date: 03/18/2022, 510 Pelham Rd., Jacksonville, AL 36265, LLC, Real Estate Investment, Passive Investor, I am a part owner of the LLC and Passive Investor, Not Investment Related, 0 Hours per month, 0 Hours per day during trading hours. 5. Connect Wealth; investment-related; Annapolis, MD; offering investment advisory services through Mariner Platform Solutions; Advisor; start date: 03/2024; 160 hrs/month during securities trading hours

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-06-13

S66 Uniform Combined State Law Examination

2008-06-13

Designations

View on SEC IAPD