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720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-08-05 |
Branch Locations
Ste 410 23975 Park Sorrento, Calabasas, CA 91302 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Thomas Canale | Chicago | IL | 10/2014 | 01/2021 |
| Northwestern Mutual Investment Services Llc | Chicago | IL | 10/2014 | 01/2025 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 11/2014 | 01/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 02/2021 | Present |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2021 | Present |
| Northwestern Mutual Investment Services Llc | Calabasas | CA | 01/2025 | Present |
1) JBAA INSURANCE SERVICES, LLC , LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 10/28/2025, HOURS PER MONTH: 80+, HOURS DURING SECURITIES TRADING HOURS: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 2) ARAM COMPANY, LLC , LEGAL ENTITY, START DATE: 10/28/2025, HOURS PER MONTH: 80+, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 3) 15502 MORNING DRIVE, 15502 MORNING DRIVE, LUTZ, , FLORIDA, 33559, UNITED STATES OF AMERICA, INVESTMENT PROPERTY, START DATE: 12/01/2025, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, NONE. INVESTMENT RELATED.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2011-01-28 |
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