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Donald Anthony Wong

Dna Financial

Las Vegas, NV

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Current Employers
Dna Financial

9550 S Eastern Ave. Ste. 253, Las Vegas, NV 89123 • United States

Current Registrations

AuthorityCategoryStatusDate
NV RA APPROVED 2025-10-22
  • NV RA
    APPROVED
    Since 2025-10-22

Branch Locations

9550 S Eastern Ave. Ste. 253, Las Vegas, NV 89123 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Donald A Wong Jr. Holdings Las Vegas NV 08/2008 Present
Lincoln Financial Securities Corporation Radnor PA 03/2014 07/2019
Dwj, Llc Las Vegas NV 08/2022 Present
  • 08/2008 → Present
    Donald A Wong Jr. Holdings
    Las Vegas, NV
  • 03/2014 → 07/2019
    Lincoln Financial Securities Corporation
    Radnor, PA
  • 08/2022 → Present
    Dwj, Llc
    Las Vegas, NV
Other Businesses

1) DWJ AGENCY, 3726 LAS VEGAS BLVD, LAS VEGAS, NV CATEGORY: OTHER INVESTMENT-RELATED: YES TITLE: OWNER DUTIES: DBA USED FOR NON-SECURITIES AND ADVISORY ACTIVITIES MARKETED TO SPORTS AND ENTERTAINMENT CLIENTS, START DATE: 7/2008 HOURS PER MONTH: 0 HOURS PER MONTH DURING TRADING HOURS: 0 2) NAME AND ADDRESS: DONALD A WONG JR INSURANCE AGENCY DBA COSMOPOLITAN INSURANCE GROUP, 9550 S EASTERN AVE. SUITE 220, LAS VEGAS NV 89123 CATEGORY: INSURANCE INVESTMENT-RELATED: YES TITLE: AGENT/OWNER DUTIES: OFFERS ACCIDENT INSURANCE, DISABILITY INSURANCE, PROPERTY AND CASUALTY INSURANCE PRODUCTS START DATE: 10/2013 HOURS PER MONTH: 80 HOURS PER MONTH DURING TRADING HOURS: 80 6)DNA Financials, Inc., 8925 W FLAMINGO ROAD, UNIT 106, LAS VEGAS, NV 89147 Category: Insurance Investment -Related: Yes Title: Owner, Agent Duties: Brand name used to offers disability insurance, fixed/indexed annuities and traditional life insurance products. Start Date: 5/1/2016 Hours per month: 120 Hours per month during trading hours: 120

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2020-09-08
S63 Uniform Securities Agent State Law Examination 2008-06-21
  • S65 Uniform Investment Adviser Law Examination
    2020-09-08
  • S63 Uniform Securities Agent State Law Examination
    2008-06-21
Other Names
  • Donald Anthony Wong
  • Donald A Wong

View on SEC IAPD

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