Ara Oghoorian

Current Employers

Acap Asset Management, Inc.

12031 Ventura Blvd Suite 1, Studio City, CA 91604 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2018-03-09
CA	RA	APPROVED	2009-05-15

TX RA
APPROVED_RES

Since 2018-03-09
CA RA
APPROVED

Since 2009-05-15

Branch Locations

La Verne, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Acap Asset Management, Inc.	La Verne	CA	05/2009	Present
Acap Accounting Services, Inc.	Encino	CA	06/2017	Present

05/2009 → Present

Acap Asset Management, Inc.

La Verne, CA
06/2017 → Present

Acap Accounting Services, Inc.

Encino, CA

Previous Registrations

2008-11-21 → 2009-08-05

Aegis Wealth

Bethesda, MD

Other Businesses

Mission Valley Bank Nature of business: commerical banking Position/Title: Board member Address: 9116 Sunland Blvd. Sun Valley, CA 91352 Start date: March 27, 2018 Approximate number of hours: 2-3 hours per month. All during market hours. Duties: oversee management of the bank, oversee bank financial performance, and review/approve bank policies and procedures. Orbit Health Nature of business: telemedicine Position/Title: Board member Address: 17412 Ventura Blvd., Suite 1000, Encino, CA 91316 Start date: February 27, 2018 Approximate number of hours: 1-2 hours per month. None during market hours. Duties: Work with management to grow the company. ACap Accounting Services, Inc. Certified Public Accountant Start Date: 6/12/2017 Accounting firm Non-investment related.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2008-11-20

S65 Uniform Investment Adviser Law Examination

2008-11-20

Designations

View on SEC IAPD