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Daniel J Browne

Brighton Jones LLC

Nashville, TN

Seattle, WA

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Current Employers
Brighton Jones Llc

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Current Registrations

AuthorityCategoryStatusDate
TN RA APPROVED 2024-07-31
  • TN RA
    APPROVED
    Since 2024-07-31

Branch Locations

Nashville, TN • United States

2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Christopher Johnston Ridgeland MS 01/2017 01/2020
Northwestern Mutual Wealth Management Company Milwaukee WI 01/2017 01/2020
Derek Hamblen Nashville TN 03/2020 11/2020
Owen Waldrop Nashville TN 03/2020 11/2020
Northwestern Mutual Investment Services Llc Nashville TN 04/2020 11/2020
Northwestern Mutual Investment Services Llc Ridgeland MS 04/2016 01/2020
Northwestern Mutual Life Insurance Company Ridgland MS 08/2016 01/2017
Prudent Street Financial Advisors, Llc Brentwoo TN 01/2022 10/2022
Southwestern Investment Group Brentwood TN 10/2022 11/2022
Raymond James Financial Services, Inc. Brentwood TN 10/2022 07/2024
Browne Investments Nashville TN 11/2020 12/2021
Sagespring Wealth Partners Brentwood TN 10/2022 07/2024
Brighton Jones Llc Seattle WA 07/2024 Present
  • 01/2017 → 01/2020
    Christopher Johnston
    Ridgeland, MS
  • 01/2017 → 01/2020
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 03/2020 → 11/2020
    Derek Hamblen
    Nashville, TN
  • 03/2020 → 11/2020
    Owen Waldrop
    Nashville, TN
  • 04/2020 → 11/2020
    Northwestern Mutual Investment Services Llc
    Nashville, TN
  • 04/2016 → 01/2020
    Northwestern Mutual Investment Services Llc
    Ridgeland, MS
  • 08/2016 → 01/2017
    Northwestern Mutual Life Insurance Company
    Ridgland, MS
  • 01/2022 → 10/2022
    Prudent Street Financial Advisors, Llc
    Brentwoo, TN
  • 10/2022 → 11/2022
    Southwestern Investment Group
    Brentwood, TN
  • 10/2022 → 07/2024
    Raymond James Financial Services, Inc.
    Brentwood, TN
  • 11/2020 → 12/2021
    Browne Investments
    Nashville, TN
  • 10/2022 → 07/2024
    Brentwood, TN
  • 07/2024 → Present
    Seattle, WA
Previous Registrations
  • 2022-11-22 → 2024-09-24
    Brentwood, TN
  • 2022-02-17 → 2022-10-19
    Prudent Street Financial Advisors, Llc
    Brentwood, TN
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2022-01-08
S63 Uniform Securities Agent State Law Examination 2016-10-20
  • S65 Uniform Investment Adviser Law Examination
    2022-01-08
  • S63 Uniform Securities Agent State Law Examination
    2016-10-20
Designations
Other Names
  • Daniel J Browne
  • Daniel J Browne

View on SEC IAPD

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