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2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2024-07-31 |
Branch Locations
2030 1St Avenue 3Rd Floor, Seattle, WA 98121 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Christopher Johnston | Ridgeland | MS | 01/2017 | 01/2020 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 01/2017 | 01/2020 |
| Derek Hamblen | Nashville | TN | 03/2020 | 11/2020 |
| Owen Waldrop | Nashville | TN | 03/2020 | 11/2020 |
| Northwestern Mutual Investment Services Llc | Nashville | TN | 04/2020 | 11/2020 |
| Northwestern Mutual Investment Services Llc | Ridgeland | MS | 04/2016 | 01/2020 |
| Northwestern Mutual Life Insurance Company | Ridgland | MS | 08/2016 | 01/2017 |
| Prudent Street Financial Advisors, Llc | Brentwoo | TN | 01/2022 | 10/2022 |
| Southwestern Investment Group | Brentwood | TN | 10/2022 | 11/2022 |
| Raymond James Financial Services, Inc. | Brentwood | TN | 10/2022 | 07/2024 |
| Browne Investments | Nashville | TN | 11/2020 | 12/2021 |
| Sagespring Wealth Partners | Brentwood | TN | 10/2022 | 07/2024 |
| Brighton Jones Llc | Seattle | WA | 07/2024 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-01-08 |
| S63 | Uniform Securities Agent State Law Examination | 2016-10-20 |
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