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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| SC | RA | APPROVED | 2022-08-29 |
| TX | RA | APPROVED_RES | 2022-08-26 |
| IA | RA | APPROVED | 2022-08-25 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 02/2008 | 10/2020 |
| Cambridge Investment Research, Inc. | Fairfield | IA | 05/2011 | 10/2020 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 08/2020 | 10/2020 |
| Raymond James & Associates, Inc. | Birmingham | IA | 11/2020 | 08/2022 |
| Lpl Financial Llc | Birmingham | IA | 08/2022 | Present |
1) 2024-02-08 - Slocum Repair LLC - Family Business - N - at reported business location(s) - 2024-02-08 - 1hrs/mth - 0hrs/mth during trading 2) 2024-07-11 - Wildflour Farm LLC (dba Kylie's Cookies) - Business Owner - N - at reported business location(s) - 2024-07-11 - 40hrs/mth - 0hrs/mth during trading 3) 2026-05-11 - Explorer Properties LLC - Real Estate Rental - Y - Birmingham IA - 2026-05-05 - 5hrs/mth - 0hrs/mth during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2020-08-04 |
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