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18700 N. Hayden Road Suite 255, Scottsdale, AZ 85255 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MA | RA | APPROVED | 2018-11-02 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Sii Jhfn | Andover | MA | 06/2009 | 11/2018 |
| Osaic Wealth, Inc. | Andover | MA | 11/2018 | Present |
1) INNOVATIVE FINANCIAL GROUP POSITION: Financial Advisor NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 10 START DATE: 08/02/2021 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: This is the DBA name I use with my securities clients. 2) INNOVATIVE FINANCIAL GROUP - FIXED INSURANCE POSITION: Insurance Agent NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 1 START DATE: 10/01/2022 ADDRESS: 2908 Poston Avenue, Suite 1, Nashville TN 37203 DESCRIPTION: SALES/MARKETING OF FIXED ANNUITIES AND NON-VARIABLE INSURANCE 3) GENX FINANCIAL POSITION: Head of Finance and Operations NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 08/02/2021 ADDRESS: 12575 Faraday Lane, Orlando FL 32827 DESCRIPTION: I am a salaried employee of GenX Financial, LLC. 4) SELLMYFINANCIALPRACTICE POSITION: Stategy NATURE: Sole Proprietorship INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/02/2021 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: This is only a disclosure of an additional GenX Financial company. 5) MH RETAIL HOLDINGS LLC - ADVISORY COUNCIL POSITION: Advisory Council NATURE: LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/28/2025 ADDRESS: 12575 Faraday Lane, Orlando FL 32827, United States DESCRIPTION: Limited to participation in company's advisory council to provide advice on technology and process improvements.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-08-06 |
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