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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2026-08-05 |
Branch Locations
Bakersfield, CA • United States
5001 California Ave Suite 105, Bakersfield, CA 93309 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Bakersfield | CA | 03/2011 | 06/2026 |
| Mml Investors Services, Llc | Bakersfield | CA | 07/2026 | Present |
| Massmutual Life Insurance Company | Bakersfield | CA | 07/2026 | Present |
NAME: MARISOL O NEIL INV REL: Y ADD: 501 CALIFORNIA AVE, SUITE 105, BAKERSFIELD, CA 93309 NATURE: OUTSIDE INSURANCE SALES POSITION: INSURANCE BROKER START DATE: 07/28/2026 NO. HR/MO: 1 NO. HR/MO DURING SEC TRADING: 1 DUTIES: LIFE, DISABILITY, LONG-TERM CARE, FIXED ANNUITIES & HEALTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-02-26 |
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