Eric Jon Waszolek

Current Employers

Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2015-05-01
AZ	RA	APPROVED	2012-02-28

TX RA
APPROVED_RES

Since 2015-05-01
AZ RA
APPROVED

Since 2012-02-28

Branch Locations

14850 N. Scottsdale Road Suite 155, Scottsdale, AZ 85254 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Raymond James & Associates	Scottsdale	AZ	02/2012	Present

02/2012 → Present

Raymond James & Associates

Scottsdale, AZ

Previous Registrations

2009-06-01 → 2012-02-27

Morgan Stanley

Scottsdale, AZ
2009-04-02 → 2009-06-01

Morgan Stanley & Co. Llc

Scottsdale, AZ

Other Businesses

Name of Business: Real Estate Rental Address: 3992 E Cat Balue Dr, Phoenix, AZ, 85050, United States Activity Type: Rental Real Estate Position/Title: Owner/Proprietor Investment Related: Yes Start Date: 03/01/2020 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: I manage my own rental property

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-05-29

S66 Uniform Combined State Law Examination

2008-05-29

Other Names

Eric Waszolek

View on SEC IAPD