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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MN | RA | APPROVED | 2025-08-15 |
| TX | RA | APPROVED | 2025-08-15 |
Branch Locations
St. Cloud,, MN • United States
14 North 7Th Avenue, St Cloud, MN 56303 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Axa Advisors, Llc | New York | NY | 11/2015 | 02/2021 |
| Axa Equitable | Woodbury | NY | 08/2016 | 09/2018 |
| Dicks Sporting Goods | Maple Grove | MN | 09/2018 | 02/2021 |
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 03/2021 | 05/2023 |
| Northwestern Mutual Investment Services Llc | St Cloud | MN | 03/2021 | 05/2023 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 06/2022 | 05/2023 |
| Pruco Securities, Llc. | Saint Cloud | MN | 09/2023 | 11/2024 |
| The Prudential Insurance Company Of America | Saint Cloud | MN | 09/2023 | Present |
| Unemployed | St. Cloud | MN | 06/2023 | 09/2023 |
| Lpl Enterprise, Llc | St Cloud | MN | 11/2024 | Present |
1) 02/25/2025- Walker Creek Financial Group- DBA for LPL Business (entity for LPL business)- inv. related- at reported business location(s)- start date 01/21/2025- 160hrs/mnth-160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2025-08-14 |
| S63 | Uniform Securities Agent State Law Examination | 2021-07-12 |
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