Brian Charles Baumeister

Little Rock, AR

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Current Employers

Stephens

111 Center St, Little Rock, AR 72201 • United States

Current Registrations

Authority	Category	Status	Date
TN	RA	APPROVED	2024-04-16

TN RA
APPROVED

Since 2024-04-16

Branch Locations

Lakeland, TN • United States

111 Center Street, Little Rock, AR 72201-3507 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Stephens Inc.	Memphis	TN	08/2015	03/2023
Stephens Inc.	Memphis	TN	03/2023	Present

08/2015 → 03/2023

Stephens Inc.

Memphis, TN
03/2023 → Present

Stephens Inc.

Memphis, TN

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2024-04-10
S63	Uniform Securities Agent State Law Examination	2012-02-24

S65 Uniform Investment Adviser Law Examination

2024-04-10
S63 Uniform Securities Agent State Law Examination

2012-02-24

View on SEC IAPD

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