Robert Ross Kantor

Current Employers

Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

Authority	Category	Status	Date
LA	RA	APPROVED	2022-08-10
TX	RA	APPROVED	2022-08-10

LA RA
APPROVED

Since 2022-08-10
TX RA
APPROVED

Since 2022-08-10

Branch Locations

3201 Highway 190 2Nd Fl, Mandeville, LA 70471 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Hancock Investment Services, Inc.	Mandeville	LA	01/2013	08/2022
Hancock/Whitney Bank	Mandeville	LA	01/2013	Present
Cetera Investment Services Llc	St Cloud	MN	08/2022	Present
Cetera Investment Advisers Llc	Slidell	LA	08/2022	Present

01/2013 → 08/2022

Hancock Investment Services, Inc.

Mandeville, LA
01/2013 → Present

Hancock/Whitney Bank

Mandeville, LA
08/2022 → Present

Cetera Investment Services Llc

St Cloud, MN
08/2022 → Present

Cetera Investment Advisers Llc

Slidell, LA

Previous Registrations

2016-01-04 → 2022-08-10

Hancock Whitney Investment Services Inc.

New Orleans, LA

Mandeville, LA

Mandeville, LA

Mandeville, LA

Mandeville, LA

Slidell, LA

Mandeville, LA

Other Businesses

1. FINANCE COMMITTEE MEMBER AND ADVISOR TO THE BOARD AT RONALD MCDONALD HOUSE OF SOUTH LA; HELP WITH INVESTMENT DECISIONS AND POLICY MAKING, SALE OF PREMIUM FINANCE LIFE INSURANCE WITH VARIOUS PARTNERS 2. ADD OWNER OF MEBERT LLC; RENTAL PROPERTIES

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2015-12-31
S63	Uniform Securities Agent State Law Examination	2011-12-19

S66 Uniform Combined State Law Examination

2015-12-31
S63 Uniform Securities Agent State Law Examination

2011-12-19

View on SEC IAPD