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85 Broad Street 22Nd Floor, New York, NY 10004 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NY | RA | APPROVED | 2021-04-07 |
| TX | RA | APPROVED | 2017-11-20 |
Branch Locations
2 Jericho Plaza Suite 113, Jericho, NY 11753 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors Llc | Garden City | NY | 05/2009 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Garden City | NY | 11/2016 | Present |
EXECUTIVE BUSINESS ASSOCIATION; PRESIDENT, NOT INVESTMENT RELATED; LONG ISLAND, NY; NETWORKING; PRESIDENT START DATE 8/2013; 10 HRS PER MONTH; 0 HRS PER MONTH
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2000-08-17 |
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