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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-09-10 |
| GA | RA | APPROVED | 2012-12-20 |
Branch Locations
10825 Alpharetta Hwy 3Rd Fl, Roswell, GA 30076 • United States
499 E Main St, Cartersville, GA 30121 • United States
2850 Canton Rd, Marietta, GA 30066 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | Alpharetta | GA | 11/2012 | 11/2016 |
| Wells Fargo Clearing Services, Llc | Alpharetta | GA | 11/2016 | Present |
RISING SUN REALTY LLC; INV. RELATED; MARIETTA, GA; HOLDS RENTAL PROPERTIES; 100% OWNERSHIP; START DATE 3/2005; 4 HRS PER MONTH; 0 HRS DURING TRADING. WANDERLUST PRODUCTIONS, INC; INV RELATED;BURBANK,CA; FILM AND PRODUCTION COMPANY; GAME SHOW CONTESTANT; START DATE: 02/09/2026; 8 HRS PER MONTH; 0 HRS DURING TRADING;
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-01-22 |
| S65 | Uniform Investment Adviser Law Examination | 2011-03-18 |
| S66 | Uniform Combined State Law Examination | 2008-06-28 |
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