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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-07-16
TX RA APPROVED 2026-07-15
  • FL RA
    APPROVED
    Since 2026-07-16
  • TX RA
    APPROVED
    Since 2026-07-15

Branch Locations

701 Brickell Ave, Miami, FL 33131 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jpmorgan Chase Bank Na New York NY 06/2017 06/2020
Jpmorgan Securities Llc New York NY 06/2017 06/2020
Larrainvial Corredora De Bolsa S.A. Santiago 11/2012 05/2017
Jpmorgan Chase Bank Na Miami FL 06/2020 07/2026
Jpmorgan Securities Llc Miami FL 06/2020 07/2026
Merrill Lynch, Pierce, Fenner & Smith Incorporated Miami FL 07/2026 Present
  • 06/2017 → 06/2020
    Jpmorgan Chase Bank Na
    New York, NY
  • 06/2017 → 06/2020
    Jpmorgan Securities Llc
    New York, NY
  • 11/2012 → 05/2017
    Larrainvial Corredora De Bolsa S.A.
    Santiago
  • 06/2020 → 07/2026
    Jpmorgan Chase Bank Na
    Miami, FL
  • 06/2020 → 07/2026
    Jpmorgan Securities Llc
    Miami, FL
  • 07/2026 → Present
    Miami, FL
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2025-08-07
S63 Uniform Securities Agent State Law Examination 2017-09-11
S66 Uniform Combined State Law Examination 2008-05-14
  • S65 Uniform Investment Adviser Law Examination
    2025-08-07
  • S63 Uniform Securities Agent State Law Examination
    2017-09-11
  • S66 Uniform Combined State Law Examination
    2008-05-14
Other Names
  • Ricardo Waidele

View on SEC IAPD

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