Lise Ly

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
CA	RA	APPROVED	2008-07-04

CA RA
APPROVED

Since 2008-07-04

Branch Locations

2000 Avenue Of The Stars 12Th Floor South, Los Angeles, CA 90067 • United States

Monterey Park, CA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Los Angeles	CA	02/2008	Present
Williams Sonoma	Pasadena	CA	11/2007	Present

02/2008 → Present

Ubs Financial Services Inc.

Los Angeles, CA
11/2007 → Present

Williams Sonoma

Pasadena, CA

Other Businesses

1) WILLIAMS SONOMA; ON-CALL/CASUAL SALES ASSOCIATE; 142 SOUTH LAKE AVE PASADENA, CA 91101; 5-15 HOURS MONTHLY (MOSTLY WEEKENDS AND NON DURING TRADING HOURS); STARTED NOVEMBER 2007; SELL KITCHEN/HOUSEHOLD ITEMS // 2) Long Street, Loma Linda, CA 92354; Personal Rental Property; Real Estate; I personally own a rental property in my name and I hired a property manager by the name of AIM Property Management to help me managed the property. After expenses, they send the remaining funds that they collect from rent ;Proprietor / owner; Repair property if there are any issues with it; State Date: 6/18/2016 // 3) W Markland Drive Monterey Park, CA 91754; I and my husband own this property personally and we are renting it out; Real Estate; Personal Rental Property; Proprietor / owner; Repair anything that breaks in the house; Start Date: 1/3/2021

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-07-03

S66 Uniform Combined State Law Examination

2008-07-03

Other Names

Lise Dang

View on SEC IAPD