Best Investors Account Sign in
Inactive

Jennifer Lam

Cresset Asset Management, LLC

Chicago, IL

San Francisco, CA

Claim This Profile
Current Employers
Cresset Asset Management, Llc

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-04-21
  • CA RA
    APPROVED
    Since 2026-04-21

Branch Locations

444 W. Lake Street Suite 4700, Chicago, IL 60606 • United States

101 California Street Suite 4200, San Francisco, CA 94111 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated San Francisco CA 07/2013 07/2019
First Republic Securities Company, Llc San Francisco CA 07/2019 06/2023
Jpmorgan Chase Bank, N.A. San Francisco CA 06/2023 05/2024
Mariner Wealth San Bruno CA 05/2024 03/2026
Cresset Asset Management, Llc San Francisco CA 03/2026 Present
Previous Registrations
  • 2024-06-12 → 2026-03-11
    Mariner
    San Bruno, CA
  • 2019-07-10 → 2024-05-20
    J.P. Morgan Private Wealth Advisors Llc
    San Francisco, CA
    San Francisco, CA
  • 2016-07-01 → 2019-06-26
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    San Francisco, CA
    San Francisco, CA
    Pleasanton, CA
    San Francisco, CA
    San Francisco, CA
    San Francisco, CA
    Bellevue, WA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-07-20
S63 Uniform Securities Agent State Law Examination 2013-10-31
  • S66 Uniform Combined State Law Examination
    2016-07-20
  • S63 Uniform Securities Agent State Law Examination
    2013-10-31
Other Names
  • Jennifer H Lam
  • Jen Lam
  • Jennifer Lam
  • Jennifer Hor-Yun Lam

View on SEC IAPD

Other Firms

BROWNSON, REHMUS & FOXWORTH, INC.
PFINGSTEN PARTNERS, L.L.C.
GUGGENHEIM FUNDS DISTRIBUTORS, LLC
GUGGENHEIM INVESTMENTS
PEKIN HARDY STRAUSS, INC.
SPIDERROCK ADVISORS, LLC
PROSPECT PARTNERS ADVISORS LLC
DOYENNE WEALTH ADVISORS

Other Investors

James Michael Franch
HAROLD NELSON LEAVELL
CARLYLE KELLY MADDEN
PHILIP JOHN RIDOLPHI
SUSAN MARY SHACKLETTE
KRISTI LYNN MILLS
NATHANIEL MITCHELL COLEMAN
KEITH MATTHEW CARDOZA

Other Offices

BROWNSON, REHMUS & FOXWORTH, INC. · CHICAGO, IL
PFINGSTEN PARTNERS, L.L.C. · CHICAGO, IL
GUGGENHEIM FUNDS DISTRIBUTORS, LLC · CHICAGO, IL
GUGGENHEIM INVESTMENTS · CHICAGO, IL
PEKIN HARDY STRAUSS, INC. · CHICAGO, IL
SPIDERROCK ADVISORS, LLC · CHICAGO, IL
PROSPECT PARTNERS ADVISORS LLC · CHICAGO, IL
DOYENNE WEALTH ADVISORS · CHICAGO, IL

More in Chicago, IL

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor