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200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NJ | RA | APPROVED | 2019-12-10 |
Branch Locations
300 Madison Avenue 29Th Floor, New York City, NY 10017 • United States
200 W. Madison St. Suite 2500, Chicago, IL 60606 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Manning & Napier Investor Services, Inc. | Fairport | NY | 09/2015 | 08/2019 |
| Manning & Napier Advisors, Llc | Fairport | NY | 08/2014 | 05/2016 |
| Manning & Napier Advisors, Llc | Fairport | NY | 05/2016 | 09/2016 |
| Manning & Napier Advisors, Llc | Fairport | NY | 10/2016 | 08/2019 |
| Hightower Securities Llc | New York | NY | 11/2019 | Present |
| Hightower Advisors Llc | New York | NY | 11/2019 | Present |
A. One Access - Business Advisor, 08/2014 - Present, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS. B. Vetted - Business Advisor, 08/2014 - Present, NON-INVESTMENT RELATED, ZERO HOURS DURING TRADING HOURS. C. Twistle, Inc. - Business Advisor, 12/2015 - Present, Non-Investment Related, Zero Hours During Trading Hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2016-11-18 |
| S63 | Uniform Securities Agent State Law Examination | 2015-12-02 |
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