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Current Employers
Rbc Capital Markets, Llc

200 Vesey St., New York, NY 10281 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2016-11-10
NE RA APPROVED 2016-04-27
  • TX RA
    APPROVED_RES
    Since 2016-11-10
  • NE RA
    APPROVED
    Since 2016-04-27

Branch Locations

8800 Firethorn Lane Suite 200, Lincoln, NE 68520 • United States

Lincoln, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Rbc Capital Markets, Llc Lincoln NE 04/2016 Present
Previous Registrations
  • 2011-05-05 → 2016-04-25
    Ameritas Investment Company, Llc
    Lincoln, NE
Other Businesses

1) NAME OF ENTITY: Gabe's Plumbing LLC ADDRESS: 2224 S 47th St, Lincoln NE 68506 INVESTMENT/NOT INVESTMENT RELATED: No BUSINESS DESCRIPTION: Plumbing Company START DATE: 09.01.23 CAPACITY: Owner - Active DUTIES: I will be the bookkeeper. HOURS DEVOTED PER MONTH: 5 HOURS DEVOTED DURING SECURITIES HOURS PER MONTH: 0

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2011-04-14
  • S66 Uniform Combined State Law Examination
    2011-04-14
Other Names
  • Jamie Friendt

View on SEC IAPD

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