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1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2021-01-08 |
Branch Locations
Crown Point, IN • United States
1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The Orchard Evangelical Free Church | Arlington Heights | IL | 04/2009 | Present |
| Memory Makers Entertainment | Grayslake | IL | 03/2011 | Present |
| Assetmark Financial Holdings, Inc. | Crown Point | IN | 09/2013 | Present |
| Assetmark Brokerage, Llc | Crown Point | IN | 08/2014 | Present |
1. ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 09/2013 - 160 HRS / MONTHLY, REGIONAL RETIREMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED. 2. Elf Audio - Arlington Heights, IL - not INVESTMENT RELATED - START DATE 9/99 - 24-30 HRS / MONTH, owner. 3. Rental Properties Owner - 135 E Harding Avenue, Ironwood, MI 49938/ 438 Ada Street, Cary, IL 60013 - Not investment related - Passive rental income from long term rental (438 Ada St) and short term rental AirBnB (135 E Harding Ave) - Start date 6/2006 - Act as landlord with wife to a 2-flat (438 Ada) and a vacation rental (135 E Harding) - Spend 5-10 hours per month, 0 hours during securities trading hours. 4. Budget Simple - Not investment related - Software company that provides retirement plan advisors with a suite of financial wellness tools and education to help clients - Advisory Board Member - serve as an advisor to the company - 0 hours per month and during securities trading hours - may spend up to 2 hours in quarterly Zoom meetings.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-06-10 |
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