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Current Employers
Assetmark, Inc.

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Current Registrations

AuthorityCategoryStatusDate
IN RA APPROVED 2021-01-08
  • IN RA
    APPROVED
    Since 2021-01-08

Branch Locations

Crown Point, IN • United States

1655 Grant Street 10Th Floor, Concord, CA 94520-2445 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Orchard Evangelical Free Church Arlington Heights IL 04/2009 Present
Memory Makers Entertainment Grayslake IL 03/2011 Present
Assetmark Financial Holdings, Inc. Crown Point IN 09/2013 Present
Assetmark Brokerage, Llc Crown Point IN 08/2014 Present
  • 04/2009 → Present
    The Orchard Evangelical Free Church
    Arlington Heights, IL
  • 03/2011 → Present
    Memory Makers Entertainment
    Grayslake, IL
  • 09/2013 → Present
    Assetmark Financial Holdings, Inc.
    Crown Point, IN
  • 08/2014 → Present
    Assetmark Brokerage, Llc
    Crown Point, IN
Previous Registrations
  • 2008-06-11 → 2010-03-18
    Uvest Financial Services Group, Inc.
    Lindenhurst, IL
    Lindenhurst, IL
    Johnsburg, IL
    Mundelein, IL
    Grayslake, IL
    Crystal Lake, IL
    Mundelein, IL
    Mchenry, IL
    Gurnee, IL
Other Businesses

1. ASSETMARK FINANCIAL HOLDINGS, INC. (PARENT COMPANY) - IN CONCORD, CA - INVESTMENT RELATED - EMPLOYMENT START DATE 09/2013 - 160 HRS / MONTHLY, REGIONAL RETIREMENT CONSULTANT OF ASSETMARK, INC. - A REGISTERED INVESTMENT ADVISER - IN CONCORD CA - AFFILIATE OF ASSETMARK BROKERAGE, LLC. - INVESTMENT RELATED.  2. Elf Audio - Arlington Heights, IL - not INVESTMENT RELATED - START DATE 9/99 - 24-30 HRS / MONTH, owner. 3. Rental Properties Owner - 135 E Harding Avenue, Ironwood, MI 49938/ 438 Ada Street, Cary, IL 60013 - Not investment related - Passive rental income from long term rental (438 Ada St) and short term rental AirBnB (135 E Harding Ave) - Start date 6/2006 - Act as landlord with wife to a 2-flat (438 Ada) and a vacation rental (135 E Harding) - Spend 5-10 hours per month, 0 hours during securities trading hours. 4. Budget Simple - Not investment related - Software company that provides retirement plan advisors with a suite of financial wellness tools and education to help clients - Advisory Board Member - serve as an advisor to the company - 0 hours per month and during securities trading hours - may spend up to 2 hours in quarterly Zoom meetings.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2008-06-10
  • S66 Uniform Combined State Law Examination
    2008-06-10

View on SEC IAPD

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