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Caroline Rainey Sorokos

Missionsquare Retirement

St. Petersburg, FL

Virginia Beach, VA

Washington, DC

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Current Employers
Missionsquare Retirement

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2026-04-14
GA RA APPROVED 2023-06-14
FL RA APPROVED 2023-05-10
MA RA APPROVED 2023-04-19
WV RA APPROVED 2023-04-14
RI RA APPROVED 2023-04-13
SC RA APPROVED 2023-04-13
DC RA APPROVED 2023-04-12
ME RA APPROVED 2023-04-05
NH RA APPROVED 2023-04-05
NC RA APPROVED 2023-04-05
CT RA APPROVED 2023-04-04
DE RA APPROVED 2023-04-04
MS RA APPROVED 2023-04-04
NJ RA APPROVED 2023-04-04
PA RA APPROVED 2023-04-04
VT RA APPROVED 2023-04-04
AL RA APPROVED 2023-04-03
MD RA APPROVED 2023-04-03
NY RA APPROVED 2023-04-03
VA RA APPROVED 2022-02-14
  • OH RA
    APPROVED
    Since 2026-04-14
  • GA RA
    APPROVED
    Since 2023-06-14
  • FL RA
    APPROVED
    Since 2023-05-10
  • MA RA
    APPROVED
    Since 2023-04-19
  • WV RA
    APPROVED
    Since 2023-04-14
  • RI RA
    APPROVED
    Since 2023-04-13
  • SC RA
    APPROVED
    Since 2023-04-13
  • DC RA
    APPROVED
    Since 2023-04-12
  • ME RA
    APPROVED
    Since 2023-04-05
  • NH RA
    APPROVED
    Since 2023-04-05
  • NC RA
    APPROVED
    Since 2023-04-05
  • CT RA
    APPROVED
    Since 2023-04-04
  • DE RA
    APPROVED
    Since 2023-04-04
  • MS RA
    APPROVED
    Since 2023-04-04
  • NJ RA
    APPROVED
    Since 2023-04-04
  • PA RA
    APPROVED
    Since 2023-04-04
  • VT RA
    APPROVED
    Since 2023-04-04
  • AL RA
    APPROVED
    Since 2023-04-03
  • MD RA
    APPROVED
    Since 2023-04-03
  • NY RA
    APPROVED
    Since 2023-04-03
  • VA RA
    APPROVED
    Since 2022-02-14

Branch Locations

St. Petersburg, FL • United States

Virginia Beach, VA • United States

777 North Capitol Street Ne, Suite 600, Washington, DC 20002-4240 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Suntrust Investment Services, Inc. Atlanta GA 11/2015 09/2021
Suntrust Bank Norfolk VA 11/2015 09/2021
Suntrust Advisory Services Atlanta GA 09/2016 09/2021
Missionsquare Investment Services Washington DC 02/2022 Present
Unemployed Virginia Beach VA 10/2021 02/2022
  • 11/2015 → 09/2021
    Suntrust Investment Services, Inc.
    Atlanta, GA
  • 11/2015 → 09/2021
    Suntrust Bank
    Norfolk, VA
  • 09/2016 → 09/2021
    Suntrust Advisory Services
    Atlanta, GA
  • 02/2022 → Present
    Missionsquare Investment Services
    Washington, DC
  • 10/2021 → 02/2022
    Unemployed
    Virginia Beach, VA
Previous Registrations
  • 2016-09-21 → 2021-10-13
    Truist Advisory Services, Inc.
    Norfolk, VA
    Norfolk, VA
  • 2015-04-24 → 2016-12-31
    Truist Investment Services, Inc.
    Norfolk, VA
    Norfolk, VA
  • 2012-09-28 → 2015-03-20
    Raymond James Financial Services Advisors, Inc
    Williamsburg, VA
    Virginia Beach, VA
    Newport News, VA
    Viriginia Beach, VA
  • 2009-03-30 → 2012-09-11
    Truist Investment Services, Inc.
    Newport News, VA
    Newport News, VA
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2009-03-27
S63 Uniform Securities Agent State Law Examination 2009-03-20
  • S65 Uniform Investment Adviser Law Examination
    2009-03-27
  • S63 Uniform Securities Agent State Law Examination
    2009-03-20

View on SEC IAPD

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