Thomas D Lewis

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
GA	RA	APPROVED	2021-11-15

Branch Locations

140 Prominence Point Pkwy, Canton, GA 30114 • United States

4205 Johns Creek Pkwy, Suwanee, GA 30024 • United States

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Resource Securities, Inc.	Philadelphia	PA	04/2016	10/2016
Cuso Financial Services, Lp	San Diego	CA	12/2016	10/2018
Lpl Finanical Llc	Enfield	CT	10/2018	03/2019
American Eagle Fcu	Enfield	CT	10/2018	03/2019
Cetera Investment Services Llc	St. Cloud	MN	04/2019	11/2021
Regions Bank	Hiram	GA	04/2019	11/2021
Cetera Investment Advisers Llc	Hiram	GA	04/2019	11/2021
Wells Fargo Clearing Services, Llc	Atlanta	GA	11/2021	Present

2019-04-25 → 2021-11-22

Cetera Investment Advisers Llc

Hiram, GA

Woodstock, GA
2018-10-12 → 2019-04-24

Lpl Financial Llc

Enfield, CT

Enfield, CT

Fort Mill, SC
2016-12-05 → 2018-10-11

Cuso Financial Services, L.P.

Southbridge, MA

San Diego, CA

West Springfield, MA

Springfield, MA

Sturbridge, MA

Southbridge, MA
2011-11-16 → 2016-04-04

Voya Investment Management Co. Llc

New York, NY

Atlanta, GA

Tampa, FL
2011-01-14 → 2011-08-05

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Birmingham, AL
2010-06-30 → 2011-01-12

Morgan Stanley

Birmingham, AL

Code	Exam	Date
S66	Uniform Combined State Law Examination	2010-06-29