James Francis Filipek

Current Employers

Employment History

• 09/2014 → 06/2021
  Voya Financial Advisors
  Des Moines, IA
• 05/2021 → Present
  Cetera Wealth Services, Llc
  El Segundo, CA
• 05/2020 → Present
  Filipek Stress Free, Llc
  Tampa, FL
• 03/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL

Previous Registrations

• 2008-04-18 → 2021-06-11
  Voya Financial Advisors, Inc.
  Tampa, FL
  Fort Lauderdale, FL
  Tampa, FL
  Windsor, CT

Other Businesses

1) NAME OF ENTITY: INDEPENDENT INSURANCE AGENT; Yes; 9704 TREE TOPS LAKE ROAD; TAMPA; FL; 33626; FIXED INSURANCE SALES; INDEPENDENT INSURANCE AGENT; 1/9/2008; 160; 160; SALES OF FIXED INSURANCE PRODUCTS 2) NAME OF ENTITY: James Filipek - Rental Properties; No; ; KANKAKEE; IL; ; Rental Properties; Co-Owner; 1/1/2004; 1; 0; Rent out properties.| 3) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 10/2021, APX NUMBER OF HOURS PER WEEK: VARIES, APX NUMBER OF HOURS DURING TRADING HOURS: VARIES, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT , BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, DISABILITY, FIXED ANNUITIES AND LONG-TERM CARE; 4) NAME OF OTHER BUSINESS: FILIPEK STRESS FREE, LLC INVESTMENT RELATED: NO, ADDRESS: 9704 TREE TOPS LAKE ROAD, TAMPA, FL, 33626 NATURE OF BUSINESS: RENTAL PROPERTIES, START DATE: 05/2020, POSITION/TITLE/RELATIONSHIP: PARTNER, LESS THAN ONE HOUR PER WEEK, NOT DURING TRADING HOURS, BRIEF DESCRIPTION OF DUTIES; MANAGE BUSINESS;

Exams

• S66 Uniform Combined State Law Examination
  2008-03-31