Carolyn Cetera Barr

Current Employers

Vestor Capital, Llc

10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States

Current Registrations

Authority	Category	Status	Date
IL	RA	APPROVED	2022-02-10

IL RA
APPROVED

Since 2022-02-10

Branch Locations

10 S. Riverside Plaza Suite 1400, Chicago, IL 60606-3840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Aon Hewitt Investment Consulting	Chicago	IL	11/2015	04/2017
Aon Securities Inc.	Chicago	IL	07/2016	04/2017
Vestor Capital, Llc	Chicago	IL	04/2017	Present
Vestor Capital Securities	Chicago	IL	04/2017	Present

11/2015 → 04/2017

Aon Hewitt Investment Consulting

Chicago, IL
07/2016 → 04/2017

Aon Securities Inc.

Chicago, IL
04/2017 → Present

Vestor Capital, Llc

Chicago, IL
04/2017 → Present

Vestor Capital Securities

Chicago, IL

Previous Registrations

2017-08-04 → 2021-12-31

Vestor Capital, Llc

Chicago, IL

Other Businesses

Senior Compliance Analyst for Vestor Capital, LLC. This is an investment-relatd business located at 10 S. Riverside Plz, Chicago, IL, Ste 1400. I started this position on April 17, 2017 and devote 40 hours/week to compliance matters for the company.

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2017-08-04
S63	Uniform Securities Agent State Law Examination	2009-05-08

S65 Uniform Investment Adviser Law Examination

2017-08-04
S63 Uniform Securities Agent State Law Examination

2009-05-08

Other Names

Carolyn Margaret Cetera

View on SEC IAPD