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Current Employers
Nwf Advisory Services Inc

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2012-04-02
  • CA RA
    APPROVED
    Since 2012-04-02

Branch Locations

3161 Cameron Park Dr. #110, Cameron Park, CA 95682 • United States

11835 W Olympic Blvd Ste 1155 E., Los Angeles, CA 90064 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Osaic Wealth, Inc. Menlo Park CA 02/2012 Present
  • 02/2012 → Present
    Osaic Wealth, Inc.
    Menlo Park, CA
Other Businesses

1. INVESTMENT ADVISOR REPRESENTATIVE WITH NWF ADVISORY SERVICES, INC. AND WITH ROYAL ALLIANCE ASSOCIATES, INC., CORPORATIONS, INVESTMENT RELATED, SINCE 3/2012, SPEND 40 HOURS PER MONTH ON THE ACTIVITY AND 30 HOURS PER MONTH DURING TRADING HOURS, OFFER FEE-BASED ACCOUNTS AND FINANCIAL PLANNING SERVICES. 2. GLEB REYNLIB POSITION: Owner - NATURE: Sole Proprietorship - INVESTMENT RELATED: Yes NUMBER OF HOURS: 30 SECURITIES TRADING HOURS: 20 START DATE: 02/10/2012 ADDRESS: 3024 Travois Cir, Rescue CA 95672, United States DESCRIPTION: Life insurance sales. 3. NWF ADVISORY SERVICES, INC. POSITION: Other - Independent Contractor NATURE: Corporation INVESTMENT RELATED: Yes NUMBER OF HOURS: 40 SECURITIES TRADING HOURS: 30 START DATE: 03/26/2012 ADDRESS: 11835 W Olympic Blvd, Suite 1155E, Los Angeles CA 90064, United States DESCRIPTION: Allocate and trade client accounts in line with client objectives and risk tolerances.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-02-27
S63 Uniform Securities Agent State Law Examination 2008-02-12
  • S66 Uniform Combined State Law Examination
    2012-02-27
  • S63 Uniform Securities Agent State Law Examination
    2008-02-12

View on SEC IAPD

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