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200 Berkeley St., Boston, MA 02116-5022 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2025-05-12 |
| MA | RA | APPROVED | 2018-11-08 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Voya Investment Management Co., Llc | New York | NY | 05/2014 | 12/2016 |
| Voya Investment Management | Windsor | CT | 05/2014 | 12/2016 |
| Voya Investments Distributor, Llc | Windsor | CT | 05/2014 | 12/2016 |
| John Hancock | Boston | MA | 08/2018 | Present |
| John Hancock Funds, Inc. | Boston | MA | 08/2018 | Present |
| Unemployed | Baltimore | MD | 01/2017 | 07/2018 |
| John Hancock Advisers, Llc | Boston | MA | 11/2018 | Present |
| John Hancock Distributors Llc | Boston | MA | 08/2020 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2011-05-13 |
| S63 | Uniform Securities Agent State Law Examination | 2010-02-02 |
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