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425 Market Street 17Th Floor, San Francisco, CA 94105 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CO | RA | APPROVED | 2024-07-08 |
| TX | RA | APPROVED | 2021-03-12 |
Branch Locations
3000 Schwab Way, Westlake, TX 76262 • United States
Castle Rock, CO • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Wells Fargo Advisors, Llc | New Smyrna Beach | FL | 09/2013 | 11/2016 |
| Wells Fargo Bank Na | New Smyrna Beach | FL | 10/2010 | 01/2021 |
| Wells Fargo Clearing Services, Llc | New Smyrna Beach | FL | 11/2016 | 09/2017 |
| Charles Schwab Bank, Ssb | Castle Rock | CO | 01/2021 | Present |
| Charles Schwab & Co.,Inc. | Castle Rock | CO | 01/2021 | Present |
| Charles Schwab Premier Bank | Castle Rock | CO | 11/2023 | Present |
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-11-20 |
| S63 | Uniform Securities Agent State Law Examination | 2013-11-13 |
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