Whitney Blake Smith

Current Employers

Capital Cities Investments

426 East New York Street, Indianapolis, IN 46202 • United States

Current Registrations

Authority	Category	Status	Date
CO	RA	APPROVED	2025-01-01

CO RA
APPROVED

Since 2025-01-01

Branch Locations

Englewood, CO • United States

426 East New York Street, Indianapolis, IN 46202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint No
Termination No

Employment History

Organization	City	State	From	To
Triad Advisors, Inc.	Norcross	GA	09/2014	Present
Capital Cities Investments	Indianapolis	IN	01/2015	Present

09/2014 → Present

Triad Advisors, Inc.

Norcross, GA
01/2015 → Present

Capital Cities Investments

Indianapolis, IN

Previous Registrations

2009-12-10 → 2014-09-05

Equitable Advisors, Llc

Lakewood, CO
2008-02-27 → 2009-12-02

Waddell & Reed

Las Vegas, NV

Other Businesses

1)CAPITAL CITIES,LLC;INVESTMENT RELATED;47 SOUTH MERIDIAN,SUITE 425,INDIANAPOLIS,IN 46204;INVESTMENT ADVISORY;ADVISOR;9/2014;40 HRS/MONTH;6.5 HRS DURING TRADING;WORKING WITH INDIVIDUAL CLIENTS AS ADVISOR FOR CAP CITIES 2)APPOINTMENT WITH MULTIPLE CARRIERS;NOT INVESTMENT RELATED;6010 SOUTH HAPPY CANYON DRIVE,ENGLEWOOD,CO 80111;INSURANCE;ADVISOR;2009;20 HRS/MONTH;5 HRS DURING TRADING;ADVISOR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2008-02-26

S66 Uniform Combined State Law Examination

2008-02-26

Other Names

Whit Smith

View on SEC IAPD