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2725 Colonial Ave, Erie, PA 16506 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2011-04-20 |
Branch Locations
3838 Tamiami Trail North Suite 202, Naples, FL 34103 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Hbks Wealth Advisors | Naples | FL | 01/2008 | Present |
| Purshe Kaplan Sterling Investments | Albany | NY | 01/2009 | Present |
1. HBKSORCE FINANCIAL; DBA HBKS WEALTH ADVISORS. INVESTMENT-RELATED; At registered location; NATURE: RIA; START DATE 1/16/08; POSITION: ADMINISTRATIVE ASSISTANT; APPROXIMATE HRS PER MONTH: 160; DURING SECURITIES TRADING HRS: 160 PER MONTH; DUTIES: PRIMARILY PROVIDING ADMINISTRATIVE SUPPORT FOR TWO FINANCIAL ADVISORS IN THE OFFICE. 2) PURSHE KAPLAN STERLING INVESTMENTS, At registered location; 2009 TO PRESENT, REGISTERED REPRESENTATIVE
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2010-12-07 |
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