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Current Employers
Hbks Wealth Advisors

2725 Colonial Ave, Erie, PA 16506 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2011-04-20
  • FL RA
    APPROVED
    Since 2011-04-20

Branch Locations

3838 Tamiami Trail North Suite 202, Naples, FL 34103 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Hbks Wealth Advisors Naples FL 01/2008 Present
Purshe Kaplan Sterling Investments Albany NY 01/2009 Present
  • 01/2008 → Present
    Naples, FL
  • 01/2009 → Present
    Purshe Kaplan Sterling Investments
    Albany, NY
Other Businesses

1. HBKSORCE FINANCIAL; DBA HBKS WEALTH ADVISORS. INVESTMENT-RELATED; At registered location; NATURE: RIA; START DATE 1/16/08; POSITION: ADMINISTRATIVE ASSISTANT; APPROXIMATE HRS PER MONTH: 160; DURING SECURITIES TRADING HRS: 160 PER MONTH; DUTIES: PRIMARILY PROVIDING ADMINISTRATIVE SUPPORT FOR TWO FINANCIAL ADVISORS IN THE OFFICE. 2) PURSHE KAPLAN STERLING INVESTMENTS, At registered location; 2009 TO PRESENT, REGISTERED REPRESENTATIVE

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2010-12-07
  • S66 Uniform Combined State Law Examination
    2010-12-07

View on SEC IAPD

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