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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
| TX | RA | APPROVED_RES | 2024-11-14 |
Branch Locations
3333 Michelson Drive Suite 820, Irvine, CA 92612 • United States
21184 Beach Blvd, Huntington Beach, CA 92648 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Pruco Securities, Llc. | Irvine | CA | 01/2008 | 11/2024 |
| Prudential Insurance Company Of America | Irvine | CA | 01/2008 | Present |
| Lpl Enterprise, Llc | Irvine | CA | 11/2024 | Present |
1) 11/14/2024- Part Time Mountain Man, Inc. DBA Dance Studio of Orange County- Business Owner- My wife and I own a dance studio for children and adults. I have no active role in it other than advice on financial planning- Not INV Related- Irvine, CA- Start Date 02/01/2016- 6hrs/mth- 0hrs during trading 2) 08/26/2024- ClearPath Team Financial and Insurance Services- DBA for LPL Business (entity for LPL business)- Offer financial planning and insurance services- INV Related- Irvine, CA- Start Date 10/04/2021- 166hrs/mth- 140hrs/trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2008-02-29 |
| S63 | Uniform Securities Agent State Law Examination | 2008-02-08 |
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