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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2025-02-26
TN RA APPROVED 2018-02-21
  • TX RA
    APPROVED_RES
    Since 2025-02-26
  • TN RA
    APPROVED
    Since 2018-02-21

Branch Locations

7821 Kingston Pike, Knoxville, TN 37919 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Massmutual Knoxville TN 10/2016 06/2017
Mml Investors Services Knoxville TN 03/2017 06/2017
Sevier County Sherriff's Dep Servierville TN 12/2012 10/2016
Regions Bank Powell TN 06/2017 Present
Cetera Investment Advisers Llc Powell TN 02/2018 Present
Cetera Investment Services Llc St. Cloud MN 02/2018 Present
  • 10/2016 → 06/2017
    Massmutual
    Knoxville, TN
  • 03/2017 → 06/2017
    Mml Investors Services
    Knoxville, TN
  • 12/2012 → 10/2016
    Sevier County Sherriff's Dep
    Servierville, TN
  • 06/2017 → Present
    Regions Bank
    Powell, TN
  • 02/2018 → Present
    Powell, TN
  • 02/2018 → Present
    Cetera Investment Services Llc
    St. Cloud, MN
Previous Registrations
  • 2009-12-22 → 2010-08-13
    Plainfield, IN
  • 2008-08-25 → 2009-10-09
    First Command Brokerage Services, Inc.
    Knoxville, TN
    Clarksville, TN
Other Businesses

1. RENTAL PROPERTIES, 100% OWNER

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-05-23
S65 Uniform Investment Adviser Law Examination 2008-08-20
S63 Uniform Securities Agent State Law Examination 2008-04-12
  • S66 Uniform Combined State Law Examination
    2017-05-23
  • S65 Uniform Investment Adviser Law Examination
    2008-08-20
  • S63 Uniform Securities Agent State Law Examination
    2008-04-12
Other Names
  • Brandon T Bean
  • Brandon Bean

View on SEC IAPD

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