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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-02-26 |
| TN | RA | APPROVED | 2018-02-21 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Massmutual | Knoxville | TN | 10/2016 | 06/2017 |
| Mml Investors Services | Knoxville | TN | 03/2017 | 06/2017 |
| Sevier County Sherriff's Dep | Servierville | TN | 12/2012 | 10/2016 |
| Regions Bank | Powell | TN | 06/2017 | Present |
| Cetera Investment Advisers Llc | Powell | TN | 02/2018 | Present |
| Cetera Investment Services Llc | St. Cloud | MN | 02/2018 | Present |
1. RENTAL PROPERTIES, 100% OWNER
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-05-23 |
| S65 | Uniform Investment Adviser Law Examination | 2008-08-20 |
| S63 | Uniform Securities Agent State Law Examination | 2008-04-12 |
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