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Current Employers
John Hancock Investment Management Llc

200 Berkeley St., Boston, MA 02116-5022 • United States

Current Registrations

AuthorityCategoryStatusDate
MA RA APPROVED 2018-11-08
  • MA RA
    APPROVED
    Since 2018-11-08

Branch Locations

200 Berkeley St., Boston, MA 02116-5022 • United States

Quincy, MA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
John Hancock Investment Management Distributors Llc Boston MA 06/2015 Present
John Hancock Boston MA 06/2015 Present
John Hancock Investment Management Llc Boston MA 11/2018 Present
  • 06/2015 → Present
    John Hancock Investment Management Distributors Llc
    Boston, MA
  • 06/2015 → Present
    John Hancock
    Boston, MA
  • 11/2018 → Present
    Boston, MA
Previous Registrations
Other Businesses

a.OBA Name: Rental Property Owner/Repairman b.Investment-related? No c.OBA Address: 34 Ames St., Quincy, MA 02169 d.OBA Nature: Property Management e.Position, Title, or Relationship with the OBA: Rental Property Owner/Repairman f.OBA Start Date: 04/01/2024 g.Approximate number of hours/month devoted to the OBA: 4 h.Number of hours devoted to the OBA during securities trading hours: 0 i.Brief description duties related to the OBA: I will be doing occasional home repairs to the property when needed and collecting rent.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2015-07-24
S65 Uniform Investment Adviser Law Examination 2010-05-25
  • S63 Uniform Securities Agent State Law Examination
    2015-07-24
  • S65 Uniform Investment Adviser Law Examination
    2010-05-25
Other Names
  • Jon A Lawrance

View on SEC IAPD

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